Steven Ray Roussel

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-01-19

TN RA
APPROVED

Since 2024-01-19

Branch Locations

216 Centerview Dr Ste 115, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Washington Square Securities, Inc.	Nashville	TN	02/1999	Present
Osaic Wealth, Inc.	Brentwood	TN	01/2024	Present

02/1999 → Present

Washington Square Securities, Inc.

Nashville, TN
01/2024 → Present

Osaic Wealth, Inc.

Brentwood, TN

Previous Registrations

2003-04-23 → 2024-01-19

Woodbury Financial Services, Inc.

Brentwood, TN

Brentwood, TN

Clarkville, TN

Murfreesboro, TN

Other Businesses

ROUSSEL & ASSOC,LLC; NONINV RELATED; 216 CENTERVIEW DR STE 115 BRENTWOOD,TN 37027; SELL/SERVICE LIFE INS; PRESIDENT/CEO; 01/01/1973; 160HRS/MON; 160HRS/MON; SELL/SERVICE LIFE INS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-22
S63	Uniform Securities Agent State Law Examination	1997-07-01

S65 Uniform Investment Adviser Law Examination

2000-02-22
S63 Uniform Securities Agent State Law Examination

1997-07-01

Other Names

Steve Roussel

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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