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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-10-22 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
Lakewood, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 10/2006 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 10/2006 | Present |
GREEN MOUNTAIN JUNIOR BASEBALL ASSOCIATION POSITION: Vice President / Coach (12u and 9u) NATURE: Community based junior baseball association - offering peewee (t-ball through mod kid pitch) as well as 8-14 year old baseball teams that play through RMJBL (Rocky Mountain Junior Baseball League) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: Green Mountain Junior Baseball Association Inc., P.O. Box 150351, Lakewood CO 80215, United States DESCRIPTION: Player development / roster creation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-10 |
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