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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-10-22
  • CO RA
    APPROVED
    Since 2015-10-22

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 10/2006 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 10/2006 Present
Other Businesses

GREEN MOUNTAIN JUNIOR BASEBALL ASSOCIATION POSITION: Vice President / Coach (12u and 9u) NATURE: Community based junior baseball association - offering peewee (t-ball through mod kid pitch) as well as 8-14 year old baseball teams that play through RMJBL (Rocky Mountain Junior Baseball League) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: Green Mountain Junior Baseball Association Inc., P.O. Box 150351, Lakewood CO 80215, United States DESCRIPTION: Player development / roster creation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-22
S63 Uniform Securities Agent State Law Examination 2007-03-10
  • S65 Uniform Investment Adviser Law Examination
    2015-10-22
  • S63 Uniform Securities Agent State Law Examination
    2007-03-10
Other Names
  • Jason Salter

View on SEC IAPD

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