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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic | Greenville | IL | 03/2000 | 12/2024 |
| Bradley Tinnin Prudent Investor Serices, Inc. | East Alton | IL | 09/2009 | 08/2024 |
| Lpl Financial | Greenville | IL | 12/2024 | Present |
1) 12/2024 - Dair-E-Land Holsteins, Inc. / Farm / Non Inv. Related / Shobonier, IL 62885 / Start date 08/30/1993 - 1 Hrs per month - 1 % Time Spent 2) 12/2024 - Mark & Lisette Ehrat JTWROS / Real Estate Rental / (Joint Owner Greenville, IL 62246) / Inv. Related / Shobonier, IL 62885Start date 07/20/2021 - 1 Hrs per month - 1 % Time Spent 3) 12/2024 - Integrity Financial Group / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 4) 12/2024 - Lisette Ehrat - Real Estate Rental / Inv. Related / Co- owner - Shobonier, IL 62886 , Shobonier, IL 62885, Shobonier, IL 62885 , Greenville, IL 62246-1716 , Vernon, IL 62892 , , Shobonier, IL 62885 / Starting 08/01/1986 - 5) 12/2024 - Church Organist / Artist/Musician / Non Inv Related / Shobonier, IL 62885 / Start date 06/01/1998 - 10 Hrs per month - 10 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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