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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
6161 Long Prairie Rd, Flower Mound, TX 75028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2009 | Present |
I*2058281, Entity Type Fiduciary, Name of OBA: TARC Trust Address: Corinth, Texas, 76210 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 22-Oct-2024 No Hours: 1 Monthly No Hours during trading: 0 Duties:I*2056340, Entity Type Fiduciary, Name of OBA: CMJ Trust Address: Corinth, Texas, 76210 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 22-Oct-2024No Hours: 1 Monthly No Hours during trading: 0 Duties:I*2058282, Entity Type Fiduciary, Name of OBA: KEJ Trust Address: Corinth, Texas, 76210 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 22-Oct-2024 No Hours: 1 Monthly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-24 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-22 |
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