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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-06 |
Branch Locations
7421 Carmel Executive Park Suite 226, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ryan-Hess-Morais Financial Advisors, Inc/ | Charlotte | NC | 09/1999 | Present |
| The Investment Center Inc | Charlotte | NC | 07/2010 | 03/2025 |
| Ic Advisory Services Inc | Charlotte | NC | 07/2010 | 03/2025 |
| Lpl Financial Llc | Charlotte | NC | 03/2025 | Present |
1. 03/06/2025 - Ryan Hess Morais Financial Associates, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/15/1999 - 0 hours per month/ during trading 2. 03/06/2025 - DEXTER INSURANCE - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 07/15/1999
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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