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Employer firm

American Independent Securities Group, LLC CRD 135288

$986M regulatory AUM 4,385 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
American Independent Securities Group, Llc

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-12-20
  • AZ RA
    APPROVED
    Since 2019-12-20

Branch Locations

664 S Rivershore Lane Suite 150, Eagle, ID 83616 • USA

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Lake Havasu City, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Independent Securities Group, Llc Eagle ID 11/2005 Present
Ruddiman Insurance Agency Inc. Salem OR 02/1980 Present
Previous Registrations
Other Businesses

RUDDIMAN INSURANCE AGENCY, INC.; REDMOND, OR; OWNER; LIFE & HEALTH INSURANCE SALES AND SERVICE. Ruddiman Financial Services. 6836 NW 25th Ln Redmond, OR 97756. DBA for Securities business offered through AISG. Owner. Investment Related. 30 hrs/week, 20 during trading hours. Start 7-18-2017.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-11
S63 Uniform Securities Agent State Law Examination 1996-05-02
  • S65 Uniform Investment Adviser Law Examination
    2000-07-11
  • S63 Uniform Securities Agent State Law Examination
    1996-05-02

View on SEC IAPD

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