Best Investors Account Sign in

Alex Harris Wren

Wells Fargo Clearing Services, LLC

Savannah, GA

Savannah, GA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-03
GA RA APPROVED 2021-07-28
NY RA APPROVED 2021-07-27
  • SC RA
    APPROVED
    Since 2024-07-03
  • GA RA
    APPROVED
    Since 2021-07-28
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

200 Stephenson Ave Ste 301, Savannah, GA 31405 • United States

200 Stephenson Ave [G2-Rbo], Savannah, GA 31405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. White Plains NY 09/2016 10/2018
Wells Fargo Clearing Services Llc New York NY 10/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
S63 Uniform Securities Agent State Law Examination 1996-03-29
  • S66 Uniform Combined State Law Examination
    2017-05-26
  • S63 Uniform Securities Agent State Law Examination
    1996-03-29
Other Names
  • Alex Harris Wren
  • Alex H Wren
  • Alex Wren
  • Alexander Harris Wren

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
VALIC FINANCIAL ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
CHARLES SCHWAB & CO., INC.
RL WRIGHT & ASSOCIATES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
BULL STREET ADVISORS

Other Investors

SETH KOVENSKY
JOSEPHINE ALICE CRAKE
RICHARD KELLY LANE
KATHRYN WISE
Michael Dell Owens
DARRYL EUGENE WRIGHT
Aaron Monegan
CHRISTOPHER MARK BEAUDRY

Other Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA
PFS INVESTMENTS INC. · SAVANNAH, GA
CHARLES SCHWAB & CO., INC. · Savannah, GA
RL WRIGHT & ASSOCIATES, LLC · SAVANNAH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
BULL STREET ADVISORS · SAVANNAH, GA

More in Savannah, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor