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Timothy William Sumner

Stifel, Nicolaus & Company, Incorporated

New London, NH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-10-12
  • NH RA
    APPROVED
    Since 2023-10-12

Branch Locations

276 Newport Road Suite 104, New London, NH 03257 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lloyds Securities New York NY 05/2012 04/2018
Unemployed Hingham MA 04/2018 05/2019
Chippers Inc Woodstock VT 05/2019 12/2020
Unemployed Norwich VT 12/2020 09/2021
Ctr Capital Lebanon NH 09/2021 02/2022
Infinex Investments, Inc. Meriden CT 02/2022 09/2023
Ledyard National Bank Hanover NH 02/2022 09/2023
Stifel, Nicolaus & Company, Incorporated New London NH 09/2023 Present
  • 05/2012 → 04/2018
    Lloyds Securities
    New York, NY
  • 04/2018 → 05/2019
    Unemployed
    Hingham, MA
  • 05/2019 → 12/2020
    Chippers Inc
    Woodstock, VT
  • 12/2020 → 09/2021
    Unemployed
    Norwich, VT
  • 09/2021 → 02/2022
    Ctr Capital
    Lebanon, NH
  • 02/2022 → 09/2023
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2022 → 09/2023
    Ledyard National Bank
    Hanover, NH
  • 09/2023 → Present
    Stifel, Nicolaus & Company, Incorporated
    New London, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-30
S63 Uniform Securities Agent State Law Examination 2001-12-28
  • S66 Uniform Combined State Law Examination
    2022-03-30
  • S63 Uniform Securities Agent State Law Examination
    2001-12-28

View on SEC IAPD

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Other Offices

PERIGON WEALTH MANAGEMENT, LLC · NEW LONDON, NH
BENJAMIN F. EDWARDS & COMPANY, INC. · NEW LONDON, NH
HAGER INVESTMENT MANAGEMENT SERVICES, LLC · NEW LONDON, NH
CWM, LLC · New London, NH
MARINER · New London, NH
MARINER · New London, NH
EDWARD JONES · New London, NH
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