Laura Toms

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Naperville, IL
• 11/2016 → 04/2023
  Wells Fargo Clearing Services, Llc
  Naperville, IL
• 04/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Naperville, IL

Previous Registrations

• 2008-01-01 → 2023-04-03
  Wells Fargo Clearing Services, Llc
  Naperville, IL
  Naperville, IL
• 2001-11-05 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Naperville, IL
  St. Louis, MO
  Naperville, IL

Other Businesses

GREAT LAKES ASSET MANAGEMENT LLC, INV RELATED, NAPERVILLE, IL, 12.5% OWNERSHIP, START 1/12/2023, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.; ELESTY LLC, , INV RELATED, NAPERVILLE, IL, 100% OWNERSHIP, START 2/1/2023, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, WHEATON, IL, START: 4/20/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-11
• S63 Uniform Securities Agent State Law Examination
  1996-04-19

Designations

• Certified Financial Planner

Other Names

• Laurie Toms
• Laura Sue Dierking
• Laura Sue Toms