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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-28 |
| NJ | RA | APPROVED | 2024-06-13 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
1164 Springfield Avenue Suite A1 [Satellite], Mountainside, NJ 07092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Westfield | NJ | 03/2012 | 06/2024 |
| Wells Fargo Advisors Financial Network, Llc | Mountainside | NJ | 06/2024 | Present |
HOLY TRINITY ROMAN CATHOLIC CHURCH; INV RELATED; WESTFIELD, NJ; FINANCE COMMITTEE; START DATE 4/2/2021; 2 HOURS PER MONTH; 0 DURING TRADING; ATTENDING QUARTERLY MEETINGS TO DISCUSS PARISH REVENUE, EXPENSES, AREAS WHERE EXPENSES MAY BE REDUCED, AND IDEAS TO INCREASE REVENUE. POWER WEALTH MANAGEMENT LLC, INV RELATED, WESTFIELD, NJ, 100% OWNERSHIP, START 1/1/25, 1 HR PER MONTH, 1 HR DURING TRADING, FINET PRACTICE;| HELEN ROCH REVOCABLE LIVING TRUST; INV RELATED; NEW YORK, NY; BENEFICIARY; START DATE: 12/31/2030; 1 HRS PER MONTH; 0 HRS DURING TRADING;| HEALTHCARE PROXY FOR FAMILY FRIEND; INV RELATED;BRONX,NY; HEALTHCARE PROXY; START DATE: 04/29/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; POWER GP, LLC ; INV RELATED;WESTFIELD,NJ; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 06/29/2026; 1 HRS PER MONTH; - HRS DURING TRADING; HELEN P ROCHE LIVING TRUST; INV RELATED;BRONX,NY; LIVING TRUST; BENEFICIARY; START DATE: 07/15/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-25 |
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