Best Investors Account Sign in

Karen M Springer

Wells Fargo Clearing Services, LLC

Pepper Pike, OH

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-26
OH RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2011-05-26
  • OH RA
    APPROVED
    Since 2008-01-01

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chardon OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chardon OH 11/2016 Present
Previous Registrations
  • 2005-11-07 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Chardon, OH
    St. Louis, MO
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, PAINSEVILLE, OH. START: 5/10/16, 1 HOUR/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-26
S63 Uniform Securities Agent State Law Examination 2010-09-16
  • S65 Uniform Investment Adviser Law Examination
    2011-10-26
  • S63 Uniform Securities Agent State Law Examination
    2010-09-16
Other Names
  • Karen Margaret Franko
  • Karen Margaret Marcis
  • Karen M Franko

View on SEC IAPD

Other Firms

NIRVANA ANALYTICS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ELIZABETH PARK CAPITAL MANAGEMENT, LTD
VIRTERA PARTNERS LLC
PNC WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner
THOMAS JOSEPH O'NEIL
James Marshall Steinmetz
SCOT GILBERT SINKLER
BARRY LEWIS COHN
THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

More in Pepper Pike, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor