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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-04-27
TX RA APPROVED_RES 2021-04-23
  • VA RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED_RES
    Since 2021-04-23

Branch Locations

4429 Bonney Rd. #450, Virginia Beach, VA 23462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Life Of Virginia Newport News VA 03/1995 Present
Lincoln Financial Securities Corporation Virginia Beach VA 07/2008 04/2021
Cambridge Investment Research Advisor, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research, Inc . Fairfield IA 04/2021 Present
  • 03/1995 → Present
    Life Of Virginia
    Newport News, VA
  • 07/2008 → 04/2021
    Lincoln Financial Securities Corporation
    Virginia Beach, VA
  • 04/2021 → Present
    Cambridge Investment Research Advisor, Inc.
    Fairfield, IA
  • 04/2021 → Present
    Cambridge Investment Research, Inc .
    Fairfield, IA
Previous Registrations
  • 2003-09-11 → 2021-04-27
    Osaic Fs, Inc.
    Norfolk, VA
    Virginia Beach, VA
Other Businesses

1) APEX RESOURCES, INC, 4429 BONNEY RD, STE 450, VIRGINIA BEACH, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/23/21, NIR, 10 HR/WK- 10/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/23/21 INV REL 80HR/MONTH. 80HR/MONTH FOR TRADING. IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. 3) HAMPTON BAY CONDO ASSOCIATION; 603 Pilot House Dr, Suite 300, Newport News VA 23606; 08/2022; Board Member; Volunteer; NIR; 5 HR/MO 0 HR/MO Trading Hours. 4) HAMPTON BAY CONDO ASSOC, Newport News VA 23606, 11/2023, President, Volunteer Board Position, NIR, 5 HR/MO 0 HR/MO Trading Hours 5) ENTERPRISE FINANCIAL NETWORK, 4429 Bonney Rd., Suite 450, Va. Beach VA 23462, United States, 11/01/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20/MO - 20/Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1997-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-01-13

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