Craig Allen Houck

Current Employers

Employment History

• 03/2009 → 10/2025
  Osaic Wealth, Inc.
  Fairport, NY
• 10/2025 → Present
  Modern Wealth Management, Llc
  Rochester, NY
• 10/2025 → Present
  Mutual Securities, Inc.
  Camarillo, CA

Previous Registrations

• 2017-02-16 → 2025-10-10
  Osaic Wealth, Inc.
  Fairport, NY

Other Businesses

1. Modern Wealth Management, Start Date: 10/06/2025, One Bausch and Lomb Place, Ste. 900, Rochester, NY 14604, Corporation, RIA, Managing Director, Financial Advisor to Clients, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 10/06/2025, One Bausch and Lomb Place, Ste. 900,Rochester, NY 14604, Corporation, RIA, Managing Director, Meet with clients, assess their financial needs, recommend products and services, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 3. Hope Hall School, Start Date: 08/04/2017, 1612 Buffalo Rd., Rochester, NY 14624, Non-Profit Corporation, School, Board Secretary, We meet monthly as a board to review the status of operations at the school, I also take meeting minutes at these meetings, I server on the Executive, Finance and Governance Committees, Not Investment Related, 5 Hours per month, 1 Hour per day during trading hours. 4. Rochester Presbyterian Home Foundation, Start Date: 05/04/2001, 256 Thurston Rd., Rochester, NY 14619, Not For Profit, Foundation for Senior Living Facility, Board Member, Review reports from investment consultant, vote on financial grants to Rochester Presbyterian Home, Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 5. MUTUAL SECURITIES, INC., INVESTMENT RELATED:YES. ONE BAUSCH & LOMB PLACE, SUITE 900, ROCHESTER, NY 14604: BROKER/DEALER/INVESTMENT ADVISORY SERVICES: REGISTERED REPRESENTATIVE, 10/06/2025, 160 HOURS/MONTH, 8 HOURS/MONTH. 6. Independent Insurance Agent, Start Date: 10/06/2025, 900 Bausch & Lomb Pl., Ste. 900, Rochester, NY 14604, Corporation, RIA, Managing Director, Financial Advisor, Meet with Clients for Financial Planning and Investments, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-13
• S66 Uniform Combined State Law Examination
  2002-02-27
• S63 Uniform Securities Agent State Law Examination
  1996-03-06

Other Names

• Craig A Houck