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Joshua Frank Clay

Wells Fargo Clearing Services, LLC

Santa Rosa, CA

Healdsburg, CA

Windsor, CA

Petaluma, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-15
  • CA RA
    APPROVED
    Since 2021-04-15

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

999 Vine St, Healdsburg, CA 95448 • United States

8844 Lakewood Dr, Windsor, CA 95492 • United States

333 S Mcdowell Blvd Ste B, Petaluma, CA 94954 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sebastopol CA 08/2014 11/2016
Wells Fargo Bank, Na Santa Rosa CA 01/2005 Present
Longs Drywall Windsor CA 01/2003 Present
Wells Fargo Clearing Services, Llc Santa Rosa CA 11/2016 Present
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Sebastopol, CA
  • 01/2005 → Present
    Wells Fargo Bank, Na
    Santa Rosa, CA
  • 01/2003 → Present
    Longs Drywall
    Windsor, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-15
S63 Uniform Securities Agent State Law Examination 2014-11-04
  • S65 Uniform Investment Adviser Law Examination
    2021-04-15
  • S63 Uniform Securities Agent State Law Examination
    2014-11-04

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

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