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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-07-13 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
600 Main Street, Hilton Head Island, SC 29926 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cooler Inc Dba Western Auto | Hardeeville | SC | 10/1987 | Present |
| Morgan Stanley & Co. Incorporated | Hilton Head | SC | 02/2009 | Present |
| Morgan Stanley Smith Barney | Hilton Head Island | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Cooler Charters LLC; Investment related Yes; Ridgeland, South Carolina; Private Fishing Charters; Co-owner(proprietor, partner, officer, director, employee, trustee, agent); Activity start Aug 2017; During business hours: 0; After business hours: 2;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-26 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-26 |
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