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Agf Investments CRD 153781
$4.92B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
99 High Street Suite 2802, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc | Boston | MA | 12/2011 | 02/2020 |
| Foreside Fund Services, Llc | Boston | MA | 07/2020 | Present |
| Agf Investments, Llc | Boston | MA | 03/2020 | Present |
AGF INVESTMENTS,LLC., BOSTON, MA, INVESTMENT RELATED-INVESTMENTS, START DATE 3/3/2020, HEAD OF US, RESPONSIBLE FOR US BUSINESS, 160 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-16 |
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