Theodore J Hageman

Short Hills, NJ

CRD 2716100

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-03
CA	RA	APPROVED	2022-06-10

TX RA
APPROVED_RES

Since 2022-11-03
CA RA
APPROVED

Since 2022-06-10

Branch Locations

Carlsbad, CA • United States

150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	San Diego	CA	12/2009	11/2021
Morgan Stanley Smith Barney Llc	Carlsbad	CA	04/2022	Present
Unemployed	Carlsbad	CA	11/2021	04/2022

12/2009 → 11/2021

Lpl Financial

San Diego, CA
04/2022 → Present

Morgan Stanley Smith Barney Llc

Carlsbad, CA
11/2021 → 04/2022

Unemployed

Carlsbad, CA

Previous Registrations

2011-11-21 → 2021-12-22

Lpl Financial Llc

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-11-17
S63	Uniform Securities Agent State Law Examination	2010-04-26

S65 Uniform Investment Adviser Law Examination

2011-11-17
S63 Uniform Securities Agent State Law Examination

2010-04-26

Other Names

Theodore John Hageman

View on SEC IAPD

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