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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-28 |
| ME | RA | APPROVED | 2022-08-12 |
Branch Locations
2 Portland Square 7Th Floor, Portland, ME 04101 • United States
Sandy River Pit, ME • United States
Lake Worth, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Portland | ME | 02/2006 | 07/2019 |
| Rbc Capital Markets | Portand | ME | 08/2022 | 08/2022 |
| City National Bank | Portland | ME | 07/2019 | 08/2022 |
| Raymond James & Associates, Inc. | Lake Worth | FL | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-08 |
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