T Ray Phillips

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → Present
  Mml Investors Services, Llc
  Indianapolis, IN
• 03/1996 → Present
  Massmutual Life Insurance Company
  Indianapolis, IN

Other Businesses

(1) NAME: THE FAMILY BUSINESS LEGACY CO, LLC INV REL: Y ADD: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS, IN 46240 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS, GROUP A&H (DISABILITY) POSITION: SALES/AGENT START DATE: 1996 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 (2) NAME: BROADRIPPLE ENTERPRISES, LLC INV REL: Y ADD: 6202 NO. SHERMAN DR., INDIANAPOLIS, IN 46220 NATURE: OWNERSHIP OF RENTAL RESIDENTIAL PROPERTY WITH MY SPOUSE START DATE: 1994 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OWNERSHIP/PROPERTY MANAGEMENT (3) NAME: DEERDON PROPERTIES, LLC INV REL: Y ADD: 14700 COLES RD EDMOND OK 73013 NATURE: REAL ESTATE POSITION: OWNER START DATE: 2006 NO. HR/MO:3 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: GUIDANCE TO THE OWNERSHIP GROUP ON PURCHASES/SALES/DEBT STRUCTURING/LEASES (4) NAME: 1998 COLES IRREVOCABLE TRUST INV REL: Y ADD: 14700 COLES RD, EDMOND, OK 73013 NATURE: TRUSTEE FOR A FAMILY IRREVOCABLE TRUST START DATE: 1997 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: ASSISTANCE IN TRUSTEE DUTIES (5) NAME: BROAD RIPPLE HAVERFORD LITTLE LEAGUE INV REL: Y ADD: PO BOX 20744 INDIANAPOLIS IN 46220 NATURE: LITTLE LEAGUE BASEBALL/SOFTBALL FOR THE COMMUNITY POSITION: BOARD SERVICE START DATE: 2008 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES:I AM TREASURER FOR THE LEAGUE, I'M ALSO A COACH FOR A SOFTBALL AND BASEBALL TEAM FOR THE LEAGUE (6) NAME: D&D MINERALS, LLC INV REL: N ADD: 14700 COLES RD, EDMOND OK, 73013 NATURE: FAMILY HOLDING COMPANY OF OIL AND GAS INTERESTS POSITION: 2% OWNER OF THIS FAMILY LLC START DATE: 2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (7) NAME: THE INSURANCE PARTNERS INV REL: Y ADD: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS, IN 46240 NATURE: OUTSIDE INSURANCE SALES; LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE AND FIXED ANNUITIES POSITION: BROKER START DATE: 06/01/2022 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 3 (8) NAME: INDY PHOENIX FC, INC INV REL: Y ADD: 9049 CRYSTAL LAKE DR. INDIANAPOLIS, IN 46240 NATURE: 501C3 CLUB SUPPORTING 11 SOCCER TEAMS IN CENTRAL INDIANA POSITION: TREASURER START DATE: 02/01/2012 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BOARD MEMBER, CO-TREASURER, AND CORPORATE SPONSOR FUNDRAISER (9) NAME: INDIANA HIGH SCHOOL ATHLETIC ASSOCIATION (IHSAA) INV REL: N ADD: 9150 N MERIDIAN ST INDIANAPOLIS IN 46260 NATURE: REFEREE FOR HIRE POSITION: REFEREE START DATE: 08/10/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REFEREE SOCCER GAMES DURING THE FALL SEASONS (10) NAME: INDIANA YOUTH SOCCER ASSOCIATION(IYSA) INV REL: N ADD: 7915 E EMERSON AVE INDIANAPOLIS IN 46237 NATURE: REFEREE FOR HIRE POSITION: REFEREE START DATE: 12/01/2022 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REFEREE SOCCER GAMES FOR ALL SEASONS (11) NAME: NAIFA/ INDIANA INV REL: Y ADD: RESIDENTIAL NATURE: TRUSTEE POSITION: BOARD OF TRUSTEE/PROGRAM COMMITTE CHAIR START DATE: 08/01/2024 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: BOARD OF TRUSTEE/PROGRAM COMMITTE CHAIR

Exams

• S66 Uniform Combined State Law Examination
  2001-11-06
• S63 Uniform Securities Agent State Law Examination
  1996-03-19

Designations

• Chartered Financial Consultant

Other Names

• T Ray Phillips
• T Ray Phillips
• Tray Phillips
• T Ray Phillips