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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Decorah | IA | 09/2004 | 11/2017 |
| Decorah Bank & Trust | Decorah | IA | 09/2004 | 01/2019 |
| Lpl Financial Llc | Decorah | IA | 11/2017 | 01/2019 |
| Mutual Of Omaha Investor Services | Decorah | IA | 01/2019 | 11/2021 |
| Mutual Of Omaha | Decorah | IA | 01/2019 | 11/2021 |
| Securities America, Inc. | Decorah | IA | 11/2021 | 06/2024 |
| Securities America Advisors | Decorah | IA | 11/2021 | 06/2024 |
| Osaic Wealth, Inc. | Decorah | IA | 06/2024 | Present |
| Osaic Wealth, Inc. | Decorah | IA | 06/2024 | Present |
INSURANCE POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2021 ADDRESS: 318 Washington Street, Decorah IA 52101 DESCRIPTION: Insurance SAA POSITION: IAR NATURE: Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/01/2021 ADDRESS: 318 Washington Street, Decorah IA 52101 DESCRIPTION: Advisory DBA - Reiser Financial Services, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-01 |
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