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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-08-05 |
| MO | RA | APPROVED | 2020-07-30 |
Branch Locations
11551 Ash Street Suite 250, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Kansas City | MO | 04/2009 | 07/2020 |
| Raymond James & Associates Inc | Overland Park | KS | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-24 |
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