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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-17 |
Branch Locations
131 Plantation Ridge Suite 509, Mooresville, NC 28117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Davidson | NC | 06/2016 | 02/2021 |
| Crump Life Insurance Services | Harrisburg | PA | 02/2022 | 03/2023 |
| P.J. Robb Variable Corporation | Mooresville | NC | 02/2022 | 01/2023 |
| Imprimis Financial | Mooresville | NC | 07/1995 | Present |
| Penn Mutual Life Insurance Company | Mooresville | NC | 07/2023 | 10/2024 |
| Hornor, Townsend & Kent, Llc | Mooresville | NC | 01/2024 | 10/2024 |
| Allstate Financial Services, Llc | Davidson | NC | 06/2016 | 02/2021 |
| Massmutual Life Insurance Co | Mooresville | NC | 09/2024 | Present |
| Mml Investors Services, Llc | Mooresville | NC | 10/2024 | Present |
NAME: IMPRIMIS FINANCIAL, INV REL: Y, ADD: 16810 KENTON DRIVE, SUITE 180, HUNTERSVILLE, NC 28078, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 9/11/2024, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-06 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-26 |
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