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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-18
TX RA APPROVED_RES 2008-05-09
  • MI RA
    APPROVED
    Since 2010-06-18
  • TX RA
    APPROVED_RES
    Since 2008-05-09

Branch Locations

24280 Woodward Ave, Pleasant Ridge, MI 48069-1127 • United States

Pleasant Rdg, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pleasant Ridge MI 09/2005 03/2020
Ameriprise Financial Services, Llc Pleasant Ridge MI 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; Paris Apartment, ,; ; 09/01/2011. Business Ownership; Hart-Dunlap Enterprises, LLC; ; Owner of Building that my practice is housed in.; 15 Oxford Blvd.Pleasant Ridge, MI 48069, ,; Not Investment-Related; 07/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / LLC LLC; Co-owner; Owns Paris Apartment; 15 Oxford Blvd., , Pleasant Ridge, MI, 48069; Not Investment-Related; 09/01/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Detroit Institute of Arts; Member; 5200 Woodward Avenue, , Detroit, MI, 48202; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
Designations

View on SEC IAPD

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