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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Strategies Inc | Maple Grove | MN | 02/1995 | 08/2019 |
| Paradigm, Strategies In Wealth Management, Llc | Maple Grove | MN | 03/2011 | 08/2019 |
| Summit Wealth Advocates, Llc | Coon Rapids | MN | 11/2019 | Present |
| Unemployed | Coon Rapids | MN | 09/2019 | 10/2019 |
| Avantax Planning Partners, Inc. | Coon Rapids | MN | 11/2023 | Present |
| Avantax Investment Services | Coon Rapids | MN | 07/2023 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
1) Avantax Planning Partners, Inc.|Investment-Related|Coon Rapids, MN|Investment Adviser|Associate Financial Planning Consultant |11/2023|80 hrs/month all of which are during securities trading hours|Duties: providing investment advice and financial planning services to clients. 2) Summit Wealth Advocates, LLC|Investment-Related|Coon Rapids, MN|Investment Adviser|Advisor|11/2019|160 hrs/month|80 hrs/month all of which are during securities trading hours|Duties: providing investment advice and financial planning services to clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-15 |
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