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Kim Meyers Sams

Ethos Financial Group, LLC

King Of Prussia, PA

Plano, TX

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Current Employers
Ethos Financial Group, Llc

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-22
  • TX RA
    APPROVED
    Since 2025-01-22

Branch Locations

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406 • United States

4965 Preston Park Blvd Suite 100, Plano, TX 75093 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapwood Capital Investment Management Llc Plano TX 11/2006 Present
Chapwood Customhedge Portfolio Advisory Services, Llc Addison TX 06/2010 08/2018
Waterford Capital Llc Addison TX 04/2007 Present
Ethos Financial Group, Llc King Of Prussia PA 01/2025 Present
  • 11/2006 → Present
    Chapwood Capital Investment Management Llc
    Plano, TX
  • 06/2010 → 08/2018
    Chapwood Customhedge Portfolio Advisory Services, Llc
    Addison, TX
  • 04/2007 → Present
    Waterford Capital Llc
    Addison, TX
  • 01/2025 → Present
    Ethos Financial Group, Llc
    King Of Prussia, PA
Previous Registrations
  • 2006-01-12 → 2025-03-31
    Chapwood Capital Investment Management, Llc
    Plano, TX
  • 2003-12-08 → 2005-08-22
    J.P. Morgan Securities Llc
    Dallas, TX
  • 2003-08-14 → 2003-12-19
    Banc Of America Investment Services, Inc.
    Dallas, TX
  • 2002-09-03 → 2003-08-28
    Banc Of America Securities Llc
    Dallas, TX
  • 1998-07-01 → 2002-08-12
    Morgan Stanley Dw Inc.
    Dallas, TX
Other Businesses

ETHOS FINANCIAL GROUP, LLC; INVESTMENT-RELATED; KING OF PRUSSIA, PA; INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 01/2025; PROVIDE INVESTMENT ADVICE TO CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-11
S63 Uniform Securities Agent State Law Examination 1997-08-18
  • S65 Uniform Investment Adviser Law Examination
    1998-11-11
  • S63 Uniform Securities Agent State Law Examination
    1997-08-18
Other Names
  • Kim Sohee Meyers
  • Kim Sotlee Meyers

View on SEC IAPD

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BENJAMIN JAMES SCHLEICHER
Rijo Abraham Reji
Kristen Voigtsberger
Simon F Crew
AVI NO MIDDLE NAME KANTOR

Other Offices

COOPER EAGLE, LLC · KING OF PRUSSIA, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA
CERTIOR FINANCIAL GROUP, LLC · KING OF PRUSSIA, PA
MAGUIRE INVESTMENTS LLC · KING OF PRUSSIA, PA
JURA INVESTMENTS, LLC · KING OF PRUSSIA, PA
APOLLON FINANCIAL, LLC · King of Prussia, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA
BANKERS LIFE ADVISORY SERVICES, INC. · KING OF PRUSSIA, PA

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