Alan M Fischer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2023-06-29

WI RA
APPROVED

Since 2023-06-29

Branch Locations

New Berlin, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sauvey & Sauvey	Pewaukee	WI	10/2008	Present
Voya Financial Advisors	Pewaukee	WI	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

10/2008 → Present

Sauvey & Sauvey

Pewaukee, WI
09/2014 → 06/2021

Voya Financial Advisors

Pewaukee, WI
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2008-10-23 → 2021-06-09

Voya Financial Advisors, Inc.

Marinette, WI

New Berlin, WI

Other Businesses

1. NAME OF ENTITY: Independent insurance agent; Yes; 18755 W. Greenfield Ave; New Berlin; WI; 53146; Fixed insurance sales; Independent insurance agent; 9/5/2008; 160; 160; Sales of fixed insurance products.| 2. NAME OF ENTITY: SAUVEY & SAUVEY; Yes; 18755 W. Greenfield Ave; New Berlin; WI; 53146; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 10/15/2008; 160; 160; SALE OF INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.| 3. NAME OF ENTITY: Brookfield Chamber of Commerce; No; 18755 W. Greenfield Ave; New Berlin; WI; 53146; NETWORKING; New Member Engagement Partner; 9/1/2018; 4; 0; Get new chamber members involved and help introduce them to existing members| 4. NAME OF ENTITY: Great Lakes Wealth Advisors; Yes; 18755 W Greenfield Ave; New Berlin; WI; 53146; Financial Services/dba; President; 3/1/2021; 160; 130; Sale and Service Insurance, Securities and Investment Products| 5. NAME OF OTHER BUSINESS: TEDX OCONOMOWOC ; INVESTMENT RELATED: NO ADDRESS: 6095 MANOR LANE, LA PLATA, MD 20646 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 8/7/2026 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER ; APX NUMBER OF HOURS PER WEEK: 1.5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: HELO SPEAKERS PREPARE FOR THE PRESENTATION ;