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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-06
NC RA APPROVED 2005-10-12
PA RA APPROVED 2002-11-22
NJ RA APPROVED 2002-11-13
  • TX RA
    APPROVED_RES
    Since 2017-03-06
  • NC RA
    APPROVED
    Since 2005-10-12
  • PA RA
    APPROVED
    Since 2002-11-22
  • NJ RA
    APPROVED
    Since 2002-11-13

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Haddonfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Philadelphia PA 03/2008 Present
City National Bank Philadelphia PA 05/2023 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Philadelphia, PA
  • 05/2023 → Present
    City National Bank
    Philadelphia, PA
Other Businesses

(1) Name of Entity: BEACH HOME RENTAL Non-Investment related Address of Entity: 1046 MILLER COURT CORROLLA NC 27927 Nature of OBA: RENTAL PROPERTY Position/Title/Relationship: Owner - Passive Start Date: 03/10/23 Time Devoted: 0 Duties: NONE ITS A HOME RENTAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-11
S63 Uniform Securities Agent State Law Examination 1996-05-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-11
  • S63 Uniform Securities Agent State Law Examination
    1996-05-01

View on SEC IAPD

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