Stephen Mark Gordon

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → 12/2018
  Cue Financial Group, Inc.
  Greenwood Village, CO
• 08/2009 → 12/2016
  Foothill Securities, Inc.
  Greenwood Village, CO
• 08/2006 → Present
  Insurance Sales
  Greenwood Village, CO
• 08/2013 → Present
  Iceranch Boulder
  Boulder, CO
• 05/2016 → Present
  Colorado Premier Basketball Club
  Evergreen, CO
• 12/2016 → 06/2024
  Securities America, Inc.
  Greenwood Village, CO
• 04/2018 → Present
  Pfg Advisors, Llc
  Greenwood Village, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Greenwood Village, CO
• 11/2025 → Present
  Osaic Advisory Services
  Atlanta, GA

Previous Registrations

• 2018-04-18 → 2025-11-10
  Pfg Advisors
  Greenwood Village, CO
• 2002-03-18 → 2018-12-31
  Cue Financial Group, Inc.
  Scottsdale, AZ
  Colorado Springs, CO
  Denver, CO
  Phoenix, AZ
  Denver, CO
  Greenwood Village, CO

Other Businesses

1. STEPHEN GORDON INSURANCE AGENCY POSITION: owner NATURE: Stephen Gordon Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/02/2016 ADDRESS: 5251 DTC Parkway, Suite 990, Greenwood Village CO 80113, United States DESCRIPTION: Insurance policies for my securities clients. About 2-5 per year. 2. CORNERSTONE ASSET MANAGEMENT - DBA 3.SPORT STABLE AT SUPERIOR CO POSITION: Owner NATURE: Ice Rink Shareholder INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: One Superior Drive, Superior CO 80027, United States DESCRIPTION: Investor, Board Member 4. GORDON CAPITAL LLC POSITION: Owner NATURE: My S Corp that is responsible for the accounting of running my business. Paying employees and all expenses. Funded by all revenues I generate through Foothill Securities, CUE Financial Advisory, and independent insurance commissions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1999 ADDRESS: 5251 DTC Parkway, Suite 990, Greenwood Village CO 80111 DESCRIPTION: This S Corp is what I use for the accounting of my business operation DBA Cornerstone Asset Management (branch office of Securities America)

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-13
• S63 Uniform Securities Agent State Law Examination
  1996-03-04

Other Names

• Steve Gordon