Matthew Kevin Hartman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → Present
  Massachusetts Mutual Life Insurnce Company
  Bala Cynwyd, PA
• 06/1997 → 01/2023
  Mml Investors Services, Inc.
  Bala Cynwyd, PA
• 05/2023 → Present
  Lpl Financial
  Feasterville Trevose, PA

Previous Registrations

• 2009-01-21 → 2022-12-31
  Mml Investors Services, Llc
  Radnor, PA
  Feasterville Trevose, PA
  Bala Cynwyd, PA
  Radnor, PA
• 2002-03-11 → 2003-10-30
  First Financial Advisers, Llc
  Bala Cynwyd, PA

Other Businesses

1- 06/1997 / NON -VARIABLE INSURANCE / INVESTMENT RELATED / 60-HRS MO, 3-HRS TRADING, 50 TIME SPNT PRCNT / FEASTERVILLE-TREOSE, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-04
• S63 Uniform Securities Agent State Law Examination
  1996-03-15