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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-31
SC RA APPROVED 2023-10-31
VA RA APPROVED 2020-04-21
NC RA APPROVED 2020-04-20
TX RA APPROVED_RES 2018-07-12
FL RA APPROVED 2006-04-05
  • MI RA
    APPROVED
    Since 2023-10-31
  • SC RA
    APPROVED
    Since 2023-10-31
  • VA RA
    APPROVED
    Since 2020-04-21
  • NC RA
    APPROVED
    Since 2020-04-20
  • TX RA
    APPROVED_RES
    Since 2018-07-12
  • FL RA
    APPROVED
    Since 2006-04-05

Branch Locations

7432 Monika Manor Dr, Tampa, FL 33625-5826 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tampa FL 11/2005 03/2020
Ameriprise Financial Services, Llc Tampa FL 03/2020 Present
Other Businesses

Real Estate Ownership; Condo; 17450 gulf blvd, redingotn shores, fl 33708, ,; Investment-Related; 03/01/2014. Business Ownership; 1st Orange, llc; manager; Legal entity established to manage my Amerprise practice, e.g entity used to pay staff or lease office space, etc. tampa, fl 33607 not investment related; 1408 n Westshore blvd Suite 616, Tampa FL 33607, ,; Not Investment-Related; 07/01/2019; 20 to 39 hours per month; 0 during trading hours / Ralph Taylor Inc.; Owner; Real Estate; 200 skiff point clearwater beach, FL 33767, , clearwater beach, FL, 33767; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 1st Orange; manager - Legal entity established to manage my Amerprise practice, e.g entity used to pay staff or lease office space, etc. tampa, fl 33607 not investment related; ; 1408 n Westshore blvd #616, tampa, fl 33607, ,; Not Investment-Related; 07/01/2019; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-03
  • S66 Uniform Combined State Law Examination
    2006-04-03

View on SEC IAPD

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