Allison Staley Schaberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 06/2017
  Ameritas Life Insurance Corp
  Lincoln, NE
• 11/2012 → 06/2017
  Ameritas Investment Corp
  Lincoln, NE
• 11/2013 → Present
  Houston Patient Advocacy
  Sugar Land, TX
• 09/2012 → Present
  Consolidated Planning Group Inc
  Sugar Land, TX
• 06/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Sugar Land, TX

Previous Registrations

• 2017-06-16 → 2024-08-23
  Triad Advisors Llc
  Sugar Land, TX
  Charlotte, NC
  Sugar Land, TX
  Atlanta, GA
• 2016-05-12 → 2017-06-16
  Ameritas Investment Company, Llc
  Sugarland, TX
  Lincoln, NE

Other Businesses

1) Consolidated Planning Group, Inc investment related; Sugar Land, TX; insurance & financial planning; general agent/owner operator; 9/2012; 160 hrs/month; trade hrs 8-10; market, service and sell fixed insurance based products 2) Houston Patient Advocacy/Consolidated Planning Group Inc not investment related; Sugar Land TX 77479; special needs medical bill patient advocacy; advocate; 9/2012; 1 hr/month; reduce, eliminate, assist with payment plan set up for medical bills, review EOBs, dispute inaccurate charges, aggregate assistance forms, help with form completion, conference with client and facility billing, assist with letter submission to facilities 3) Special Needs Planning/Consolidated Planning Group not investment related; Sugar Land, TX 77479; special needs consulting; consultant on special needs matter; 9/2012; 10 hrs/month; trade hrs <1; consult & provide advocacy services for special needs, connect families' w/resources related to special needs & their unique situation 4) Consolidated Planning Group - Sugar Land, TX 77479; speaker/presenter of seminars; 7/2018; 5 hrs/month; trade hrs <1 hr; speaker/presenter, hosting seminars on non securities related matters & charging a participant fee for the seminar, speaking engagements not related to securities 5) Consolidated Planning Group dba as offering Social Security Maximization Analysis not investment related; Sugar Land, TX 77479; social security maximization analysis; general agent/owner of CPG; 7/1/2021; 8 hrs/month; trade hrs 3; perform a social security maximization analysis for client, spouse & child benefits where applicable 6) CONSOLIDATED PLANNING GROUP, INC. POSITION: general agent/owner operator NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2012 ADDRESS: 19901 Southwest Freeway, Sugar Land TX 77479, United States DESCRIPTION: Other Securities DBA 7) TRUSTEE POSITION: trustee,friend of deceased NATURE: trustee for irrevocable trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/13/2023 ADDRESS: 2202 Brushmeade Ln, Sugar Land TX 77479, United States DESCRIPTION: tangible intangible, maintain insurance and investment accounts (managed by an outside firm), maintain trust file and financial records to include taxes, pay trust bills. Correspond with trust beneficiaries 8) STARRZ WORLD POSITION: Parent-Owner (not working) NATURE: Starrz World is as DBA set up for my adult disabled daughter in my name. It is beauty industry business. Right now it is a Sole Proprietership. Depending how things go, we may incorporate in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2026 ADDRESS: 2202 Brushmeade Ln., Sugar Land TX 77479, United States DESCRIPTION: Business owner for Adult Disabled Daughter. Will handle business related affairs for her and handle the bank account associated with this activity. She can not handle her own money and will need help with filing taxes and banking matters.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-09
• S63 Uniform Securities Agent State Law Examination
  1999-01-21

Other Names

• Allison Staley Smith
• Allison Carin Staley
• Allison Schroen
• Allison Staley Smith