Jan Lee Getto

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-14
TX	RA	APPROVED_RES	2025-08-14
VT	RA	APPROVED	2025-08-14
NY	RA	APPROVED	2024-01-03

AL RA
APPROVED

Since 2025-08-14
TX RA
APPROVED_RES

Since 2025-08-14
VT RA
APPROVED

Since 2025-08-14
NY RA
APPROVED

Since 2024-01-03

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

East Norwich, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp	Melville	NY	11/2015	10/2022
Equitable Advisors, Llc	New York	NY	10/2022	12/2023
Tiaa	New York	NY	12/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	New York	NY	12/2023	Present

11/2015 → 10/2022

Aegis Capital Corp

Melville, NY
10/2022 → 12/2023

Equitable Advisors, Llc

New York, NY
12/2023 → Present

Tiaa

New York, NY
12/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

New York, NY

Previous Registrations

2022-10-21 → 2023-12-19

Equitable Advisors, Llc

Melville, NY
2022-06-10 → 2022-10-25

Aegis Capital Corp.

Melville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-09
S63	Uniform Securities Agent State Law Examination	1996-03-15

S65 Uniform Investment Adviser Law Examination

2022-06-09
S63 Uniform Securities Agent State Law Examination

1996-03-15