Keith Hampton Epps

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2012-08-09

SC RA
APPROVED

Since 2012-08-09

Branch Locations

Columbia, SC • United States

2511 N. Oak Street, Myrtle Beach, SC 29577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	03/2003	Present

03/2003 → Present

Centaurus Financial, Inc.

Orange, CA

Other Businesses

1. AGENT, BLUECROSS/BLUESHIELD, P.O. BOX 61153, COLUMBIA, SC 29260. NON INVESTMENT RELATED SINCE 04/1996 AND I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. 2. AGENT, GOLDEN RULE HEALTH INS., P.O. BOX 68994, INDIANAPOLIS, IN 46268. NON INVESTMENT RELATED SINCE 08/2009 AND APPROX. ONE HOUR EVERY THREE MONTHS. ACCIDENT & HEALTH INSURANCE SALES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-16
S63	Uniform Securities Agent State Law Examination	1996-03-19

S65 Uniform Investment Adviser Law Examination

1999-12-16
S63 Uniform Securities Agent State Law Examination

1996-03-19

Other Names

Keith H Epps

View on SEC IAPD