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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
East 80 Route 4 The Atrium, Ste 160, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Paramus | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Paramus | NJ | 03/2020 | Present |
Outside Employment; Henry C. Liao, LLC; Financial Advisor; Financial Advisor; The Atrium, Suite 160, East 80 Route 4, Paramus, NJ, 07652; Investment-Related; 02/01/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Paramus Rotary Club; Veteran's Affairs Director of Veteran's Affairs Organizes: BINGO games at Paramus Veteran's Home Organize "Wreaths Across America" Participation in the Paramus 4th of July Parade; P.O. Box 1003, , Paramus, NJ, 07652; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-04 |
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