Jeremy Wayne Ginn

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 06/2017
  Bank Of America, N.A.
  Cypress, TX
• 10/2015 → 06/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cypress, TX
• 06/2017 → 10/2022
  Jp Morgan Securities, Llc
  Friendswood, TX
• 10/2022 → 11/2024
  Bank Of America N.A.
  Sugar Land, TX
• 11/2024 → Present
  Wells Fargo Clearing Services, Llc
  Houston, TX

Previous Registrations

• 2022-09-30 → 2024-11-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sugar Land, TX
• 2017-06-12 → 2022-10-01
  J.P. Morgan Securities Llc
  Friendswood, TX
  Baytown, TX
  Houston, TX
  Friendswood, TX
  Baytown, TX
  Beaumont, TX
  Nederland, TX
  Orange, TX
  Beaumont, TX
  Beaumont, TX
• 2015-12-28 → 2017-06-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cypress, TX
  Cypress, TX
  Houston, TX
  Cypress, TX
  Cypress, TX
  Cypress, TX
  Cypress, TX
  Cypress, TX
  Cypress, TX
• 2012-06-08 → 2013-03-05
  Lpl Financial Llc
  Houston, TX
  Houston, TX
• 2008-02-22 → 2012-06-12
  Morgan Keegan & Company, Llc
  Houston, TX
• 2006-04-10 → 2008-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2006-04-08

Other Names

• Jeremy W Ginn
• Jeremy Wayne Ginn
• Jeremy Ginn