Michael Ross Weston

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 01/2017
  Ameriprise Financial Services, Inc.
  Washington, DC
• 01/2017 → 12/2019
  Commonwealth Financial Network
  Waltham, MA
• 12/2019 → Present
  Commonwealth Financial Network
  Waltham, MA
• 03/2018 → Present
  Wharf Financial
  Washington, DC

Previous Registrations

• 1996-04-22 → 2017-01-20
  Ameriprise Financial Services, Llc
  Washington, DC
  New York, NY
  Washington, DC
  New York, NY
  Washington, DC
  Washington, DC
  New York, NY
  Washington, DC
  Washington, DC

Other Businesses

1. Fixed insurance sales, as an Agent, under the name 'Wharf Financial'; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Wharf Financial, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 01/23/2020; less than 2% time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-02-20
• S65 Uniform Investment Adviser Law Examination
  1996-02-16

Designations

• Chartered Financial Consultant