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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-08 |
| CA | RA | APPROVED | 2016-06-03 |
Branch Locations
30300 Agoura Rd Ste B-280, Agoura Hills, CA 91301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Advisors. Llc | Agoura Hills | CA | 06/2016 | Present |
B L NEWMAN, INC., INVT RELATED, AGOURA HILLS, CA, 100% OWNERSHIP, START DATE 6/2016, 4 HER PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE DUNCAN NEWMAN ASSOCIATES LLC, INVT RELATED, SANTA BARBARA, CA, 42% OWNERSHIP, START DATE 01/01/2023, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE; CO-TRUSTEE FOR DUNCAN-NEWMAN ASSOCIATES 401K, INV RELATED, AGOURA HILLS, CA, START: 9/01/2016, 4 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.; CO-TRUSTEE FOR DUNCAN-NEWMAN ASSOCIATES, LLC DBP, INV RELATED, AGOURA HILLS, CA, START: 12/07/2017, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE DBP. DUNCAN-NEWMAN PROPERTIES, LLC, INVT RELATED, AGOURA HILLS, CA, 50% OWNERSHIP, START DATE 6/3/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, OFFICE SPACE FOR FINET PRACTICE.; RENTAL PROPERTY; INV RELATED; SHERMAN OAKS, CA; 50% OWNERSHIP BY SPOUSE; START: 10/01/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING. NEWMAN FAMILY TRUST ; INV RELATED; AGOURA HILLS, CA; TO ASSIST MY FATHER IN THE ADMINISTRATION OF HIS TRUST. HE'S 89.; TRUSTEE/CO-TRUSTEE; START DATE: 02/02/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-29 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-29 |
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