Tricia Scardino O'NEil

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 08/2021
  Morgan Stanley
  Providence, RI
• 01/2015 → 08/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2021 → Present
  Raymond James & Associates, Inc.
  Providence, RI

Previous Registrations

• 2013-08-16 → 2021-08-24
  Morgan Stanley
  Providence, RI
• 1999-04-02 → 2004-12-31
  The Providence Group Investment Advisory Company, Inc.
  Providence, RI

Other Businesses

(1)Name of Business: Martin Address: 100 Westminster Street, Ste. 1002, Providence, RI, 02903, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 04/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-trustee responsible for approving distributions. (2)Name of Business: Ryan Address: 100 Westminster Street, Ste. 1002, Providence, RI, 02903, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/11/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Trustee responsible for approving distributions from trusts.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-10-07
• S65 Uniform Investment Adviser Law Examination
  1999-03-09

Designations

• Chartered Financial Analyst

Other Names

• Tricia Scardino