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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-10-25 |
| TX | RA | APPROVED | 2005-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger | Flower Mound | TX | 11/2005 | Present |
1. 12/01/06 - NON-VARIABLE INSURANCE / OUTSIDE BUSINESS/ FLOWER MOUND TX/1% TIME SPENT 2. ZIMMERMAN INVESTMENT MONEY MANAGEMENT / DBA ONLY / APPROVED 1/2/07
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
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