Christopher Ignacio Cruz

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2009-11-23

VA RA
APPROVED

Since 2009-11-23

Branch Locations

475 Mclaws Circle Suite 3A, Williamsburg, VA 23185 • United States

1700-C George Washington Memorial Hwy, Yorktown, VA 23692 • United States

233 Wythe Creek Rd, Ste 100, Poquoson, VA 23662 • United States

7198 Chapman Drive, Hayes, VA 23072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	11/2009	Present
Penn Mutual Life Insurance Co	Horsham	PA	11/2009	Present

11/2009 → Present

Hornor Townsend & Kent Inc

Horsham, PA
11/2009 → Present

Penn Mutual Life Insurance Co

Horsham, PA

Previous Registrations

2006-07-13 → 2009-11-25

Msi Financial Services, Inc.

Poquoson, VA

Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: VECTOR27 FINANCIAL GROUP | Position Held: Agent | Address: 233 WYTHE CREEK RD., STE. 100, POQUOSON, VA 23662 | Start Date: 12/2013 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: SALES AND SERVICE OF INSURANCE PRODUCTS FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) REAL ESTATE RENTAL PROPERTY | Investment Related: No | DBA Name: n/a | Position Held: Proprietor/Owner | Address: 103 EAST MERRITT DR., POQUOSON, VA 23662 | Start Date: 2004 | Nature of Activity: Rental Property Owner | Approx Hrs Per Mth: Less Than 10 Hrs | Approx Trading Hrs Per Mth: Less Than 10 Hrs | Description of Duties: OWN AND LEASE HOMES. 3) CFO OF CRUZ ASSOCIATES, INC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OFFICER | ADDRESS: 6515 GEORGE WASHINGTON MEMORIAL HWY, SUITE 209, YORKTOWN, VA 23692 | START DATE: 8/1/1995 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: BUSINESS PLANNING, PRICING, PROPOSAL DEVELOPMENT. 4) REAL ESTATE RENTAL PROPERTY | Investment Related: No | DBA Name: NINE TIMES THREE LLC | Position Held: Proprietor/Owner | Address: 233 WYTHE CREEK RD., STE. 100, POQUOSON, VA 23662 | Start Date: 09/2012 | Nature of Activity: Rental Property Owner | Approx Hrs Per Mth: Less Than 10 Hrs | Approx Trading Hrs Per Mth: Less Than 10 Hrs | Description of Duties: OFFICE RENTAL, UPKEEP INVESTOR IN THE RENTAL PROPERTY, RELATED BUSINESS DECISIONS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-01
S63	Uniform Securities Agent State Law Examination	1996-02-16

S65 Uniform Investment Adviser Law Examination

2006-05-01
S63 Uniform Securities Agent State Law Examination

1996-02-16

Other Names

Chris Cruz

View on SEC IAPD