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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED | 2016-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Rochester | NY | 07/2016 | Present |
1. KANANDARQUE LLC, DBA CANANDAIGUA CROSSFIT; 699 SOUTH MAIN ST CANANDAIGUA NY 14424; CROSSFIT FACILITY, (FITNESS FACILITY); OWNER/PARTNER; MONTHLY PARTNER MEETINGS; AFFILIATION STARTED 04/01/2016; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. Means Enterprises LLC; 247 West Gibson St, Canandaigua, NY 14424; LLC for real estate rental property; Maintenance & check writing;02/04/2019; 2.00 Hour(s) Per Month; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-24 |
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