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Lisa Sheedy Oviatt

Raymond James & Associates, Inc.

Charlotte, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-25
  • NC RA
    APPROVED
    Since 2025-07-25

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Charlotte NC 06/2009 03/2017
Spire Investment Partners Charlotte NC 03/2017 03/2020
Lpl Financial, Llc Charlotte NC 03/2020 10/2020
Independent Advisor Alliance, Llc Charlotte NC 03/2020 10/2020
Wells Fargo Clearing Services, Llc Charlotte NC 10/2020 07/2025
Raymond James & Associates, Inc. Charlotte NC 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-11
  • S66 Uniform Combined State Law Examination
    2006-09-11
Other Names
  • Lisa Mariana Sheedy
  • Lisa Sheedy Richburg

View on SEC IAPD

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