Andrew Martin Spearman

Current Employers

Employment History

• 04/2015 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 04/2015 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 04/2015 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2021 → 11/2023
  Sageview Advisory Group, Llc
  Newport Beach, CA
• 09/2022 → 11/2023
  Cetera Advisors Llc
  Livonia, MI
• 11/2020 → 11/2023
  Cetera Investment Advisors
  Schaumburg, IL
• 11/2023 → Present
  Raymond James & Associate Inc.
  Gross Pointe Farms, MI

Previous Registrations

• 2020-11-12 → 2023-11-07
  Cetera Investment Advisers Llc
  Grosse Pointe Farms, MI
  Bloomfield, MI
  Livonia, MI
• 2021-12-22 → 2023-11-03
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA
  Grosse Point Farms, MI
• 2015-04-28 → 2020-11-12
  First Allied Advisory Services, Inc.
  Bloomfield, MI
  San Diego, CA
  Grosse Pointe Farms, MI
  Livonia, MI
• 2010-10-05 → 2015-04-06
  Wells Fargo Clearing Services, Llc
  Birmingham, MI
  Birmingham, MI
  Troy, MI
  Northville, MI

Other Businesses

1. The Spearman Family Trust; Not investment related; 14779 Fairway Livonia, MI 48154; Successor Trustee; Son of Trustee, I am successor Trustee; No start date; 0 hours per month; 0 hours per month during trading hours; Successor Trustee. 2. Grosse Pointe Library Foundation; Not Investment Related; 10 Kercheval Grosse Pointe Farms, MI 48236; Non-Profit; Treasurer; September 2020; 1 hour per month; 0 hours during trading hours; Keep track of the Library Foundations Funds and advise on financial related questions. 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE & FIXED ANNUITIES;

Exams

• S66 Uniform Combined State Law Examination
  2010-08-11
• S63 Uniform Securities Agent State Law Examination
  2001-03-30

Other Names

• Andy Spearman