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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2001-01-23 |
Branch Locations
7887 Washington Village Drive Suite 310, Dayton, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Dayton | OH | 09/2007 | Present |
| Park Avenue Securities Llc | Dayton | OH | 09/2007 | Present |
1. Care One Connect, Address: 301 Regency Ridge Dayton Oh. 45459, 2 total hrs per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 2. LS Benefits Group-Insurance product sales outside of Guardian HealthCare Consulting, Start: 01/01/1995, Address: 8051 Washington Village Dr. Dayton OH 45458, 100 bus hrs per month, Investment related, >10% annual compensation, 3. LS Financial Group-This is my investment Business, Start: 01/01/2019, Address: 8051 Washington Village Dr Dayton, OH 45459, 10 total bus hrs per month, 10 during securities trading, Investment related, More than10% annual compensation, 4. Leen Insurance Agency-Sister company of Leen Spitler Benefits Group. All of our Group Health Insurance commissions run through these 2 businesses, Start: 08/10/1998, Address: 8051 Washington Village Dr, Dayton, OH 45459, 10 total hours per month; 10 during securities trading hours, Investment related, More than 10% annual compensation,
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