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Brian J Leen

Park Avenue Securities LLC

Dayton, OH

CRD 2712600

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2001-01-23
  • OH RA
    APPROVED
    Since 2001-01-23

Branch Locations

7887 Washington Village Drive Suite 310, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Dayton OH 09/2007 Present
Park Avenue Securities Llc Dayton OH 09/2007 Present
Other Businesses

1. Care One Connect, Address: 301 Regency Ridge Dayton Oh. 45459, 2 total hrs per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 2. LS Benefits Group-Insurance product sales outside of Guardian HealthCare Consulting, Start: 01/01/1995, Address: 8051 Washington Village Dr. Dayton OH 45458, 100 bus hrs per month, Investment related, >10% annual compensation, 3. LS Financial Group-This is my investment Business, Start: 01/01/2019, Address: 8051 Washington Village Dr Dayton, OH 45459, 10 total bus hrs per month, 10 during securities trading, Investment related, More than10% annual compensation, 4. Leen Insurance Agency-Sister company of Leen Spitler Benefits Group. All of our Group Health Insurance commissions run through these 2 businesses, Start: 08/10/1998, Address: 8051 Washington Village Dr, Dayton, OH 45459, 10 total hours per month; 10 during securities trading hours, Investment related, More than 10% annual compensation,

View on SEC IAPD

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