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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-06-09 |
Branch Locations
128 Center Grove Road, Randolph, NJ 07869 • United States
10 West Main Street, Denville, NJ 07834 • United States
240 Baldwin Road, Parsippany, NJ 07054 • United States
7 East Prospect Street, Waldwick, NJ 07463 • United States
185 Arch St., Ramsey, NJ 07446 • United States
150 Newark Pompton Turnpike, Pequannock, NJ 07440 • United States
115 Franklin Turnpike, Mahwah, NJ 07430 • United States
379 Ramapo Valley Road, Oakland, NJ 07436 • United States
261 Godwin Ave, Wycoff, NJ 07481 • United States
217 Berdan Ave, Wayne, NJ 07470 • United States
Kinnelon, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M & T Securities | Buffalo | NY | 04/2013 | 06/2021 |
| Lpl Financial Llc | Fort Lee | NJ | 06/2021 | Present |
1. 04/22/2021 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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