Wan Qing Yang

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Wfg
  Houston, TX
• 12/2006 → 01/2018
  Benefitmall
  Houston, TX
• 11/2008 → Present
  Blue Cross Blue Shield
  Houston, TX
• 11/2008 → 01/2018
  Humana
  Houston, TX
• 03/2008 → Present
  Teaching
  Houston, TX
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Houston, TX
• 07/2014 → Present
  Yang Financial Dynasty Llc
  Katy, TX
• 09/2018 → Present
  Katy Chinese Service Center
  Katy, TX
• 01/2015 → Present
  Chinese Civic Center
  Houston, TX
• 01/2022 → Present
  Clearwater Benefits Llc
  Austin, TX

Previous Registrations

• 2009-07-23 → 2012-01-06
  Investment Advisors International, Inc.
  Houston, TX

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Clearwater Benefits LLC /0122-Present / Investment Related: No / 4301 W. William Cannon, Suite B150 #421 Austin, TX 78749/ Client / Health Insurance Sales / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / Just a client CHINESE CIVIC CENTER; 1/1/2015; VICE CHAIR; INVESTMENT RELATED-NO; VICE CHAIR; 5905 SOVEREIGN DR HOUSTON TX 77036; HELP CHINESE COMMUNITY FOR THEIR NEEDS; HOURS 4; HELP TO RUN THE CENTER KATY CHINESE SERVICE CENTER; 09/01/2018; NOT INVESMTENT RELATED; 1632 S NASON RD, TX 77450; CHAIRMAN; TEACH MUSIC AND ART; ASSISTANCE ON RUNNING THE CENTER; APPROVED WITH RESTRICTIONS YANG FINANCIAL DYNASTY LLC; NOT INVESTMENT RELATED; 7702 BULRUSH CANYON TRAIL, KATY TX 77494; THIS OBA IS A FLOW THROUGH ENTITY, THE ENTITY ONLY REPORTS PROFIT/LOSS TO THE IRS, HOWEVER, THE SHAREHOLDER BEARS THE RESPONSIBILITY TO PAY TAXES. IT WILL MANAGE MY BUSINESS EARNING FROM WFG; PRESIDENT; 07/2014; 80 HRS/MONTH; MANAGE MY COMPANY TEACHING/no/Houston TX/teacher/11/2008 / teaching musical instruments BLUE CROSS BLUE SHIELD/no/Houston,TX/Independent Agent-Life/Health Insurance/ 11/2008 / approved with restrictions

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-04
• S63 Uniform Securities Agent State Law Examination
  1996-09-06