Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Smyrna | TN | 11/2009 | 12/2021 |
| Cetera Advisors Llc | St. Cloud | MN | 12/2021 | Present |
| Fortress Wealth Management | Smyrna | TN | 11/2019 | 06/2022 |
| Woods Properties | Smyrna | TN | 01/2019 | Present |
| Wealth Legacy Planners | Smyrna | TN | 06/2022 | Present |
| Woods Properties | Smyrna | TN | 01/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) NAME OF OTHER BUSINESS: WEALTH LEGACY PLANNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: WOODS PROPERTIES, INVESTMENT RELATED: NO, ADDRESS: 1119 COURIER PLACE, SMYRNA, TN, 37167, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2019, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: OPERATIONAL & FINANCIAL OVERSIGHT RESPONSIBILITIES; 3) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 12/2000, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: COMMERCIAL OFFICE SPACE LEASED TO FORTRESS WEALTH MANAGEMENT; 4) NAME OF OTHER BUSINESS: WOODS PROPERTIES; INVESTMENT RELATED: NO; ADDRESS: 1119 COURIER PLACE, SMYRNA, TN 37167; NATURE OF BUSINESS: SELF STORAGE FACILITY, RESIDENTIAL & COMMERCIAL RENTAL REAL ESTATE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OPERATIONAL & FINANCIAL OVERSIGHT RESPONSIBILITIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-28 |
Reach out to this advisor