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Scott Lawrence Clark

LPl Financial LLC

Erwin, TN

CRD 2712285

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-05-01
CA RA APPROVED 2025-05-01
KY RA APPROVED 2025-05-01
TN RA APPROVED 2025-05-01
VA RA APPROVED 2025-05-01
WA RA APPROVED 2025-05-01
  • AL RA
    APPROVED
    Since 2025-05-01
  • CA RA
    APPROVED
    Since 2025-05-01
  • KY RA
    APPROVED
    Since 2025-05-01
  • TN RA
    APPROVED
    Since 2025-05-01
  • VA RA
    APPROVED
    Since 2025-05-01
  • WA RA
    APPROVED
    Since 2025-05-01

Branch Locations

Erwin, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 01/2003 05/2025
Self Employed Miami FL 04/1995 Present
Scf Investment Advisors, Inc. Fresno CA 04/2003 05/2025
Scf Marketing, Inc. Fresno CA 12/2002 05/2025
Lpl Financial Llc Erwin TN 05/2025 Present
  • 01/2003 → 05/2025
    Scf Securities, Inc.
    Fresno, CA
  • 04/1995 → Present
    Self Employed
    Miami, FL
  • 04/2003 → 05/2025
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 12/2002 → 05/2025
    Scf Marketing, Inc.
    Fresno, CA
  • 05/2025 → Present
    Erwin, TN
Previous Registrations
  • 2003-04-03 → 2025-05-01
    Scf Investment Advisors, Inc.
    Fresno, CA
    San Diego, CA
    Greenboro, GA
    Young Harris, GA
    Waynesville, NC
    Jonesborough, TN
    Elizabethton, TN
    Jonesborough, TN
Other Businesses

1. 05/01/2025- Scott Clark- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/20/1995- 8 Hours Per Month- 8 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-26
  • S63 Uniform Securities Agent State Law Examination
    2005-06-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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