Christophe Francois Palabe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-11
FL	RA	APPROVED	2021-06-10
IL	RA	APPROVED	2013-06-07

TX RA
APPROVED_RES

Since 2024-07-11
FL RA
APPROVED

Since 2021-06-10
IL RA
APPROVED

Since 2013-06-07

Branch Locations

West Palm Beach, FL • United States

5 Revere Dr Ste 200, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Gurnee	IL	06/2013	Present

06/2013 → Present

Lpl Financial Llc

Gurnee, IL

Previous Registrations

2003-05-16 → 2013-06-12

Tower Square Securities, Inc.

Gurnee, IL

Other Businesses

1. 12/10/2020 - Palabe Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/22/1996 - 40 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-07
S63	Uniform Securities Agent State Law Examination	1996-03-22

S65 Uniform Investment Adviser Law Examination

2001-03-07
S63 Uniform Securities Agent State Law Examination

1996-03-22

Other Names

Christopher Palabe
Chris Palabe

View on SEC IAPD