David Marcus Winchell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 10/2021
  Ubs Financial Services Inc
  Las Vegas, NV
• 10/2021 → Present
  Lpl Financial, Llc
  Las Vegas, NV

Previous Registrations

• 2010-06-28 → 2021-10-27
  Ubs Financial Services Inc.
  Las Vegas, NV
• 2009-10-23 → 2010-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
  Scottsdale, AZ
  Las Vegas, NV
• 2002-05-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1) 2021 - DBA for LPL Business (entity for LPL business) - Winchell Financial Group - Investment Related - Las Vegas , NV 89135 2) 1996 - Non-Variable Insurance - David Winchell - Investment Related - Las Vegas , NV 89135 3) 2021 - Business Entity For Tax/Investment Purposes Only - WFG Management, LLC - Not Investment Related - Las Vegas NV, 89138

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-25
• S63 Uniform Securities Agent State Law Examination
  1996-03-13